PENSON FINANCIAL SERVICES

[Franko10 ™]

This one was in both Canada and the USA,..

Issued 8,505 10/1/2003 Canada 50,000,000
Surrendered 8,505 10/21/2003 Canada (50,000,000)
Issued 9,761 1/21/2004 Canada 200,000,000
Surrendered 9,761 1/29/2004 Canada (200,000,000)
Issued 10,104 2/26/2004 Canada 400,000,000
Issued 10,105 2/26/2004 Canada 400,000,000
Surrendered 10,104 3/9/2004 Canada (400,000,000)
Surrendered 10,105 3/9/2004 Canada (400,000,000)
Issued 11,490 3/30/2004 Canada 700,000,000
Surrendered 11,490 4/7/2004 Canada (700,000,000)
Issued 11,628 4/7/2004 Canada 500,000,000
Issued 11,629 4/7/2004 Canada 500,000,000
Issued 11,630 4/7/2004 Canada 600,000,000
Surrendered 11,628 4/19/2004 Canada (500,000,000)
Surrendered 11,629 4/19/2004 Canada (500,000,000)
Surrendered 11,630 4/19/2004 Canada (600,000,000)
Issued 12,670 5/14/2004 Canada 200,000,000
Issued 12,710 5/18/2004 Canada 228,000,000
Surrendered 12,670 5/24/2004 Canada (200,000,000)
Issued 12,823 5/24/2004 Canada 13,000,000
Surrendered 12,710 5/26/2004 Canada (228,000,000)
Surrendered 12,823 6/1/2004 Canada (13,000,000)
Issued 12,863 6/1/2004 Canada 581,520,000
Surrendered 12,863 6/8/2004 Canada (581,520,000)
Issued 13,001 6/9/2004 Canada 120,000,000
Issued 13,012 6/14/2004 Canada 600,000,000
Surrendered 13,001 6/16/2004 Canada (120,000,000)
Issued 13,056 6/16/2004 Canada 350,450,000
Issued 13,074 6/17/2004 Canada 78,020,000
Issued 13,076 6/17/2004 Canada 63,500,000
Issued 13,087 6/18/2004 Canada 808,840,000
Issued 13,093 6/21/2004 Canada 50,240,000
Issued 13,094 6/21/2004 Canada 62,440,000
Surrendered 13,012 6/22/2004 Canada (600,000,000)
Issued 13,180 6/23/2004 Canada 53,070,000
Surrendered 13,056 7/13/2004 Canada (350,450,000)
Surrendered 13,074 7/13/2004 Canada (78,020,000)
Surrendered 13,076 7/13/2004 Canada (63,500,000)
Surrendered 13,087 7/13/2004 Canada (808,840,000)
Surrendered 13,093 7/13/2004 Canada (50,240,000)
Surrendered 13,094 7/13/2004 Canada (62,440,000)
Issued 13,200 7/14/2004 Canada 31,220,000
Issued 13,201 7/14/2004 Canada 105,000,000
Issued 13,202 7/14/2004 Canada 15,620,000
Issued 13,236 7/15/2004 Canada 1,800,000
Issued 13,237 7/15/2004 Canada 119,190,000
Issued 13,238 7/15/2004 Canada 47,010,000
Issued 13,239 7/15/2004 Canada 181,960,000
Issued 13,240 7/15/2004 Canada 54,680,000
Issued 13,241 7/15/2004 Canada 26,110,000
Surrendered 13,180 7/21/2004 Canada (53,070,000)
Surrendered 13,200 7/21/2004 Canada (31,220,000)
Surrendered 13,239 7/21/2004 Canada (181,960,000)
Issued 13,422 7/21/2004 Canada 3,180,000
Surrendered 13,201 7/23/2004 Canada (105,000,000)
Surrendered 13,202 7/23/2004 Canada (15,620,000)
Surrendered 13,236 7/23/2004 Canada (1,800,000)
Surrendered 13,237 7/23/2004 Canada (119,190,000)
Surrendered 13,238 7/23/2004 Canada (47,010,000)
Surrendered 13,240 7/23/2004 Canada (54,680,000)
Surrendered 13,241 7/23/2004 Canada (26,110,000)
Surrendered 13,422 7/28/2004 Canada (3,180,000)
Surrendered 14,066 7/28/2004 Canada (1,000,000,000)
Issued 14,066 7/28/2004 Canada 1,000,000,000
Issued 14,067 7/28/2004 Canada 500,000,000
Issued 14,068 7/28/2004 Canada 500,000,000
Issued 14,121 7/29/2004 Canada 700,000,000
Issued 14,163 7/30/2004 Canada 500,000,000
Surrendered 14,067 8/5/2004 Canada (500,000,000)
Surrendered 14,068 8/5/2004 Canada (500,000,000)
Issued 14,519 8/5/2004 Canada 210,020,000
Surrendered 14,121 8/9/2004 Canada (700,000,000)
Surrendered 14,163 8/9/2004 Canada (500,000,000)
Issued 14,764 8/11/2004 Canada 75,490,000
Issued 14,786 8/12/2004 Canada 31,220,000
Surrendered 14,519 8/13/2004 Canada (210,020,000)
Surrendered 14,764 8/19/2004 Canada (75,490,000)
Issued 14,911 8/19/2004 Canada 25,460,000
Surrendered 14,786 8/20/2004 Canada (31,220,000)
Issued 15,241 8/25/2004 Canada 200,000,000
Issued 15,245 8/25/2004 Canada 25,000,000
Issued 15,246 8/25/2004 Canada 5,085,000
Surrendered 14,911 8/26/2004 Canada (25,460,000)
Surrendered 15,241 9/2/2004 Canada (200,000,000)
Surrendered 15,245 9/2/2004 Canada (25,000,000)
Surrendered 15,246 9/2/2004 Canada (5,085,000)
Issued 15,826 9/14/2004 Canada 67,880,000
Issued 15,827 9/14/2004 Canada 2,000,000
Issued 15,849 9/15/2004 Canada 62,950,000
Surrendered 15,826 9/22/2004 Canada (67,880,000)
Surrendered 15,827 9/22/2004 Canada (2,000,000)
Surrendered 15,849 9/22/2004 Canada (62,950,000)
Issued 16,007 9/24/2004 Canada 8,000,000
Issued 16,109 9/28/2004 Canada 41,520,000
Surrendered 16,007 10/1/2004 Canada (8,000,000)
Surrendered 16,109 10/12/2004 Canada (41,520,000)
Issued 17,023 10/12/2004 Canada 200,000,000
Issued 17,070 10/14/2004 Canada 15,620,000
Surrendered 17,023 10/21/2004 Canada (200,000,000)
Surrendered 17,070 10/21/2004 Canada (15,620,000)
Issued 17,284 10/21/2004 Canada 8,000,000
Surrendered 17,284 10/29/2004 Canada (8,000,000)
Issued 17,499 11/2/2004 Canada 15,620,000
Issued 17,529 11/5/2004 Canada 20,000,000
Issued 17,543 11/8/2004 Canada 15,620,000
Surrendered 17,499 11/10/2004 Canada (15,620,000)
Issued 17,567 11/10/2004 Canada 15,640,000
Issued 17,624 11/17/2004 Canada 20,920,000
Surrendered 17,529 11/18/2004 Canada (20,000,000)
Surrendered 17,543 11/18/2004 Canada (15,620,000)
Issued 17,690 11/19/2004 Canada 400,000
Surrendered 17,567 11/20/2004 Canada (15,640,000)
Issued 17,710 11/20/2004 Canada 7,820,000
Surrendered 17,624 11/30/2004 Canada (20,920,000)
Surrendered 17,690 12/1/2004 Canada (400,000)
Surrendered 17,710 12/1/2004 Canada (7,820,000)
Issued 17,842 12/7/2004 Canada 60,380,000
Issued 17,929 12/9/2004 Canada 250,000
Surrendered 17,842 12/13/2004 Canada (60,380,000)
Surrendered 17,929 12/16/2004 Canada (250,000)
Issued 18,134 12/27/2004 Canada 300,000,000
Issued 18,135 12/27/2004 Canada 78,320,000
Issued 5,102 1/10/2003 TX 5,000,000
Issued 5,103 1/10/2003 TX 5,000,000
Surrendered 5,102 2/12/2003 TX (5,000,000)
Surrendered 5,103 2/12/2003 TX (5,000,000)
Issued 6,035 2/20/2003 TX 777,777
Issued 6,036 2/20/2003 TX 25,000,000
Surrendered 6,035 2/26/2003 TX (777,777)
Surrendered 6,036 2/26/2003 TX (25,000,000)
Issued 6,271 3/7/2003 TX 25,000,000
Surrendered 6,271 3/13/2003 TX (25,000,000)
Issued 6,303 3/27/2003 TX 25,000,000
Surrendered 6,303 4/3/2003 TX (25,000,000)
Issued 6,339 4/17/2003 TX 25,000,000
Surrendered 6,339 4/25/2003 TX (25,000,000)
Issued 6,379 6/16/2003 TX 20,000,000
Surrendered 6,379 6/23/2003 TX (20,000,000)
Issued 6,390 7/9/2003 TX 10,000,000
Surrendered 6,390 7/15/2003 TX (10,000,000)
Issued 6,566 8/18/2003 TX 50,000,000
Surrendered 6,566 8/26/2003 TX (50,000,000)
Issued 8,533 10/2/2003 TX 5,000,000
Surrendered 8,533 10/8/2003 TX (5,000,000)
Issued 8,718 10/17/2003 TX 100,000,000
Surrendered 8,718 10/24/2003 TX (100,000,000)
Issued 9,744 1/21/2004 TX 100,000,000
Surrendered 9,744 1/27/2004 TX (100,000,000)
Surrendered 10,102 2/26/2004 TX (400,000,000)
Issued 10,102 2/26/2004 TX 400,000,000
Surrendered 10,103 2/26/2004 TX (400,000,000)
Issued 10,103 2/26/2004 TX 400,000,000
Issued 13,192 7/9/2004 TX 3,500,000
Surrendered 13,192 7/17/2004 TX (3,500,000)
Issued 14,602 8/9/2004 TX 3,500,000
Surrendered 14,602 8/13/2004 TX (3,500,000)
Issued 17,037 10/13/2004 TX 303,040
Surrendered 17,037 10/22/2004 TX (303,040)
Issued 17,287 10/22/2004 TX 1,000,000
Surrendered 17,287 10/29/2004 TX (1,000,000)
Issued 17,691 11/19/2004 TX 5,000,000
Surrendered 17,691 11/30/2004 TX (5,000,000)
Issued 17,766 11/30/2004 TX 120,000
Surrendered 17,766 12/7/2004 TX (120,000)


Total left at the end on this listing was 378,320,000

Penson Financial Services Canada Inc. is a wholly owned subsidiary of Penson Worldwide, Inc. of Dallas, Texas. The Penson group of companies are technology-focused providers of a broad range of securities clearing and related services to the brokerage industry. We have made substantial investments in the development of customized worldwide data processing systems that we use to provide these services to our correspondents on an efficient and cost-effective basis, reducing the need for our correspondents to make significant capital investments in a clearing infrastructure and allowing them to focus on the core competencies of their businesses.